Convention (XII) Relative To The Creation of an
International Prize Court
Signed at The Hague, 18 October 1907
[never ratified]
Animated by the desire to settle in an equitable
manner the differences which sometimes arise in the course of a
naval war in connection with the decisions of national prize courts;
Considering that, if these courts are to continue
to exercise their functions in the manner determined by national
legislation, it is desirable that in certain cases an appeal should
be provided under conditions conciliating, as far as possible, the
public and private interests involved in matters of prize;
Whereas, moreover, the institution of an
International Court, whose jurisdiction and procedure would be
carefully defined, has seemed to be the best method of attaining
this object;
Convinced, finally, that in this manner the
hardships consequent on naval war would be mitigated; that, in
particular, good relations will be more easily maintained between
belligerents and neutrals and peace better assured;
Desirous of concluding a Convention to this
effect, have appointed the following as their Plenipotentiaries:
(Here follow the names of Plenipotentiaries)
Who, after depositing their full powers, found in
good and due form, have agreed upon the following provisions:
PART I
GENERAL PROVISIONS
Article 1. The validity of the capture of a
merchant ship or its cargo is decided before a prize court in
accordance with the present Convention when neutral or enemy
property is involved.
Art. 2. Jurisdiction in matters of prize is
exercised in the first instance by the prize courts of the
belligerent captor.
The judgments of these courts are pronounced in
public or are officially notified to parties concerned who are
neutrals or enemies.
Art. 3. The judgments of national prize courts
may be brought before the International Prize Court - 1. When the
judgment of the national prize courts affects the property of a
neutral Power or individual; 2. When the judgment affects enemy
property and relates to - (a) Cargo on board a neutral ship; (b) An
enemy ship captured in the territorial waters of a neutral Power,
when that Power has not made the capture the subject of a diplomatic
claim; (c) A claim based upon the allegation that the seizure has
been effected in violation, either of the provisions of a Convention
in force between the belligerent Powers, or of an enactment issued
by the belligerent captors.
The appeal against the judgment of the national
court can be based on the ground that the judgment was wrong either
in fact or in law.
Art. 4. An appeal may be brought - 1. By a
neutral Power, if the judgment of the national tribunals injuriously
affects its property or the property of its nationals (Article 3,
No. 1), or if the capture of an enemy vessel is alleged to have
taken place in the territorial waters of that Power (Article 3, No.
2(b)). 2. By a neutral individual, if the judgment of the national
court injuriously affects his property (Article 3, No. 1), subject,
however, to the reservation that the Power to which he belongs may
forbid him to bring the case before the Court, or may itself
undertake the proceedings in his place; 3. By an individual subject
or citizen of an enemy Power, if the judgment of the national court
injuriously affects his property in the cases referred to in Article
3, No. 2, except that mentioned in paragraph (b).
Art. 5. An appeal may also be brought on the same
conditions as in the preceding article, by persons belonging either
to neutral States or to the enemy, deriving their rights from and
entitled to represent an individual qualified to appeal, and who
have taken part in the proceedings before the national court.
Persons so entitled may appeal separately to the extent of their
interest.
The same rule applies in the case of persons
belonging either to neutral States or to the enemy who derive their
rights from and are entitled to represent a neutral Power whose
property was the subject of the decision.
Art. 6. When, in accordance with the above
Article 3, the International Court has jurisdiction, the national
courts cannot deal with a case in more than two instances. The
municipal law of the belligerent captor shall decide whether the
case may be brought before the International Court after judgement
has been given in first instance or only after an appeal.
If the national courts fail to give final
judgment within two years from the date of capture, the case may be
carried direct to the International Court.
Art. 7. If a question of law to be decided is
covered by a treaty in force between the belligerent captor and a
Power which is itself or whose subject or citizen is a party to the
proceedings, the Court is governed by the provisions in the said
treaty.
In the absence of such provisions, the Court
shall apply the rules of international law. If no generally
recognized rule exists, the Court shall give judgment in accordance
with the general principles of justice and equity.
The above provisions apply equally to questions
relating to the order and mode of proof.
If, in accordance with Article 3, No. 2(c), the
ground of appeal is the violation of an enactment issued by the
belligerent captor, the Court will enforce the enactment.
The Court may disregard failure to comply with
the procedure laid down in the enactments of the belligerent captor,
when it is of opinion that the of complying therewith are unjust and
inequitable.
Art. 8. If the Court pronounces the capture of
the vessel or cargo to be valid, they shall be disposed of in
accordance with the laws of the belligerent captor.
If it pronounces the capture to be null, the
Court shall order restitution of the vessel or cargo, and shall fix,
if there is occasion, the amount of the damages. If the vessel or
cargo have been sold or destroyed, the Court shall determine the
compensation to be given to the owner on this account.
If the national court pronounced the capture to
be null, the Court can only be asked to decide as to the damages.
Art. 9. The Contracting Powers undertake to
submit in good faith to the decisions of the International Prize
Court and to carry them out with the least possible delay.
PART II
CONSTITUTION OF THE INTERNATIONAL PRIZE COURT
Art. 10. The International Prize Court is
composed of judges and deputy judges, who will be appointed by the
Contracting Powers, and must all be jurists of known proficiency in
questions of international maritime law, and of the highest moral
reputation.
The appointment of these judges and deputy judges
shall be made within six months after the ratification of the
present Convention.
Art. 11. The judges and deputy judges are
appointed for a period of six years, reckoned from the date on which
the notification of their appointment is received by the
Administrative Council established by the Convention for the pacific
settlement of international disputes of the 29 July 1899. Their
appointments can be renewed.
Should one of the judges or deputy judges die or
resign, the same procedure is followed for filling the vacancy as
was followed for appointing him. In this case, the appointment is
made for a fresh period of six years.
Art. 12. The judges of the International Prize
Court are all equal in rank and have precedence according to the
date on which the notification of their appointment was received
(Article 11, paragraph 1), and if they sit by rota (Article 15,
paragraph 2), according to the date on which they entered upon their
duties. When the date is the same the senior in age takes
precedence.
The deputy judges when acting are assimilaged to
the judges. They rank, however, after them.
Art. 13. The judges enjoy diplomatic privileges
and immunities in the performance of their duties and when outside
their own country.
Before taking their seat, the judges must swear,
or make a solemn promise before the Administrative Council, to
discharge their duties impartially and conscientiously.
Art. 14. The Court is composed of fifteen judges;
nine judges constitute a quorum.
A judge who is absent or prevented from sitting
is replaced by the deputy judge.
Art. 15. The judges appointed by the following
Contracting Powers: Germany, the United States of America,
Austria-Hungary, France, Great Britain, Italy, Japan, and Russia,
are always summoned to sit.
The judges and deputy judges appointed by the
other Contracting Powers sit by rota as shown in the table annexed
to the present Convention; their duties may be performed
successively by the same person. The same judge may be appointed by
several of the said Powers.
Art. 16. If a belligerent Power has, according to
the rota, no judge sitting in the Court, it may ask that the judge
appointed by it should take part in the settlement of all cases
arising from the war. Lots shall then be drawn as to which of the
judges entitled to sit according to the rota shall withdraw. This
arrangement does not affect the judge appointed by the other
belligerent.
Art. 17. No judge can sit who has been a party,
in any way whatever, to the sentence pronounced by the national
courts, or has taken part in the case as counsel or advocate for one
of the parties.
No judge or deputy judge can, during his tenure
of office, appear as agent or advocate before the International
Prize Court nor act for one of the parties in any capacity whatever.
Art. 18. The belligerent captor is entitled to
appoint a naval officer of high rank to sit as assessor, but with no
voice in the decision. A neutral Power, which is a party to the
proceedings or whose subject or citizen is a party, has the same
right of appointment; if as the result of this last provision more
than one Power is concerned, they must agree among themselves, if
necessary by lot, on the officer to bc appointed.
Art. 19. The Court elects its president and
vice-president by an absolute majority of the votes cast. After two
ballots, the election is made by a bare majority, and, in case the
votes are equal, by lot.
Art. 20. The judges on the International Prize
Court are entitled to travelling allowances in accordance with the
regulations in force in their own country, and in addition receive,
while the Court is sitting or while they are carrying out duties
conferred upon them by the Court, a sum of 100 Netherlands florins
per diem.
These payments are included in the general
expenses of the Court dealt with in Article 47, and are paid through
the International Bureau established by the Convention of the 29
July 1899.
The judges may not receive from their own
Government or from that of any other Power any remuneration in their
capacity of members of the Court.
Art. 21. The seat of the International Prize
Court is at The Hague and it cannot, except in the cases of force
majeure, be transferred elsewhere without the consent of the
belligerents.
Art. 22. The Administrative Council fulfils, with
regard to the International Prize Court, the same functions as to
the Permanent Court of Arbitration, but only representatives of
Contracting Powers will be members of it.
Art. 23. The International Bureau acts as
registry to the International Prize Court and must place its offices
and staff at the disposal of the Court. It has charge of the
archives and carries out the administrative work.
The secretary general of the International Bureau
acts as registrar.
The necessary secretaries to assist the
registrar, translators and shorthand writers are appointed and sworn
in by the Court.
Art. 24. The Court determines which language it
will itself use and what languages may be used before it.
In every case the official language of the
national courts which have had cognizance of the case may be used
before the Court.
Art. 25. Powers which are concerned in a case may
appoint special agents to act as intermediaries between themselves
and the Court. They may also engage counsel or advocates to defend
their rights and interests.
Art. 26. A private person concerned in a case
will be represented before the Court by an attorney, who must be
either an advocate qualified to plead before a court of appeal or a
high court of one of the Contracting States, or a lawyer practising
before a similar court, or lastly, a professor of law at one of the
higher teaching centres of those countries.
Art. 27. For all notices to be served, in
particular on the parties, witnesses, or experts, the Court may
apply direct to the Government of the State on whose territory the
service is to be carried out. The same rule applies in the case of
steps being taken to procure evidence.
The requests for this purpose are to be executed
so far as the means at the disposal of the Power applied to under
its municipal law allow. They cannot be rejected unless the Power in
question considers them calculated to impair its sovereign rights or
its safety. If the request is complied with, the fees charged must
only comprise the expenses actually incurred.
The Court is equally entitled to act through the
Power on whose territory it sits.
Notices to be given to parties in the place where
the Court sits may be served through the International Bureau.
PART III
PROCEDURE IN THE INTERNATIONAL PRIZE COURT
Art. 28. An appeal to the International Prize
Court is entered by means of a written declaration made in the
national court which has already dealt with the case or addressed to
the International Bureau; in the latter case the appeal can be
entered by telegram.
The period within which the appeal must be
entered is fixed at 120 days, counting from the day the decision is
delivered or notified (Article 2, paragraph 2).
Art. 29. If the notice of appeal is entered in
the national court, this Court, without considering the question
whether the appeal was entered in due time, will transmit within
seven days the record of the case to the International Bureau.
If the notice of the appeal is sent to the
International Bureau, the Bureau will immediately inform the
national court, when possible by telegraph. The latter will transmit
the record as provided in the preceding paragraph.
When the appeal is brought by a neutral
individual the International Bureau at once informs by telegraph the
individual's Government, in order to enable it to enforce the rights
it enjoys under Article 4, paragraph 2.
Art. 30. In the case provided for in Article 6,
paragraph 2, the notice of appeal can be addressed to the
International Bureau only. It must be entered within thirty days of
the expiration of the period of two years.
Art. 31. If the appellant does not enter his
appeal within the period laid down in Articles 28 or 30, it shall be
rejected without discussion.
Provided that he can show that he was prevented
from so doing by force majeure, and that the appeal was entered
within sixty days after the circumstances which prevented him
entering it before had ceased to operate, the Court can, after
hearing the respondent, grant relief from the effect of the above
provision.
Art. 32. If the appeal is entered in time, a
certified copy of the notice of appeal is forthwith officially
transmitted by the Court to the respondent.
Art. 33. If, in addition to the parties who are
before the Court, there are other parties concerned who are entitled
to appeal, or if, in the case referred to in Article 29, paragraph
3, the Government who has received notice of an appeal has not
announced its decision, the Court will await before dealing with the
case the expiration of the period laid down in Articles 28 or 30.
Art. 34. The procedure before the International
Court includes two distinct parts: the written pleadings and oral
discussions.
The written pleadings consist of the deposit and
exchange of cases, counter-cases, and, if necessary, of replies, of
which the order is fixed by the Court, as also the periods within
which they must be delivered. The Parties annex thereto all papers
and documents of which they intend to make use.
A certified copy of every document produced by
one Party must be communicated to the other Party through the medium
of the Court.
Art. 35. After the close of the pleadings, a
public sitting is held on a day fixed by the Court.
At this sitting the Parties state their view of
the case both as to the law and as to the facts.
The Court may, at any stage of the proceedings,
suspend speeches of counsel, either at the request of one of the
Parties, or on their own initiative, in order that supplementary
evidence may be obtained.
Art. 36. The International Court may order the
supplementary evidence to be taken either in the manner provided by
Article 27, or before itself, or one or more of the members of the
Court, provided that this can be done without resort to compulsion
or the use of threats.
If steps are to be taken for the purpose of
obtaining evidence by members of the Court outside the territory
where it is sitting, the consent of the foreign Government must be
obtained.
Art. 37. The Parties are summoned to take part in
all stages of the proceedings and receive certified copies of the
minutes.
Art. 38. The discussions are under the control of
the president or vice- president, or, in case they are absent or
cannot act, of the senior judge present.
The judge appointed by a belligerent Party cannot
preside.
Art. 39. The discussions take place in public,
subject to the right of a Government who is a Party to the case to
demand that they be held in private.
Minutes are taken of these discussions and signed
by the president and registrar, and these minutes alone have an
authentic character.
Art. 40. If a Party does not appear, despite the
fact that it has been duly cited, or if a Party fails to comply with
some step within the period fixed by the Court, the case proceeds
without that Party, and the Court gives judgment in accordance with
the material at its disposal.
Art. 41. The Court official notifies to the
Parties decrees or decisions made in their absence.
Art. 42. The Court takes into consideration in
arriving at its decision all the facts, evidence, and oral
statements.
Art. 43. The Court considers its decision in
private and the proceedings are secret.
All questions are decided by a majority of the
judges present. If the number of judges is even and equally divided,
the vote of the junior judge in the order of precedence laid down in
Article 12, paragraph 1, is not counted.
Art. 44. The judgment of the Court must give the
reasons on which it is based. It contains the names of the judges
taking part in it, and also of the assessors, if any; if is signed
by the president and registrar.
Art. 45. The sentence is pronounced in public
sitting, the parties concerned being present or duly summoned to
attend; the sentence is officially communicated to the parties.
When this communication has been made, the Court
transmits to the national prize court the record of the case,
together with copies of the various decisions arrived at an of the
minutes of the proceedings.
Art. 46. Each party pays its own costs.
The party against whom the Court decides bears,
in addition, the costs of the trial, and also pays 1 per cent of the
value of the subject-matter of the case as a contribution of the
general expenses of the International Court. The amount of these
payments is fixed in the judgment of the Court.
If the appeal is brought by an individual, he
will furnish the International Bureau with security to an amount
fixed by the Court, for the purpose of guaranteeing eventual
fulfilment of the two obligations mentioned in the preceding
paragraph. The Court is entitled to postpone the opening of the
proceedings until the security has been furnished.
Art. 47. The general expenses of the
International Prize Court are borne by the Contracting Powers in
proportion to their share in the composition of the Court as laid
down in Article 15 and in the annexed table. The appointment of
deputy judges does not involve any contribution.
The Administrative Council applies to the Powers
for the funds requisite for the working of the Court.
Art. 48. When the Court is not sitting, the
duties conferred upon it by Article 32, Article 34, paragraphs 2 and
3, Article 35, paragraph 1, and Article 46, paragraph 3, are
discharged by a delegation of three judges appointed by the Court.
This delegation decides by a majority of votes.
Art. 49. The Court itself draws up its own rules
of procedure, which must be communicated to the Contracting Powers.
It will meet to elaborate these rules within a
year of the ratification of the present Convention.
Art. 50. The Court may propose modifications in
the provisions of the present Convention concerning procedure. These
proposals are communicated, through the medium of the Netherlands
Government, to the Contracting Powers, which will consider together
as to the measures to be taken.
PART IV
FINAL PROVISIONS
Art. 51. The present Convention does not apply as
of right except when the belligerent Powers are all parties to the
Convention.
It is further fully understood that an appeal to
the International Prize Court can only be brought by a Contracting
Power or the subject or citizen of a Contracting Power.
In the cases mentioned in Article 5, the appeal
is only admitted when both the owner and the person entitled to
represent him are equally Contracting Powers or the subjects or
citizens of Contracting Powers.
Art. 52. The present Convention shall be ratified
and the ratifications shall be deposited at The Hague as soon as all
the powers mentioned in Article 15 and in the table annexed are in a
position to do so.
The deposit of the ratifications shall take
place, in any case, on the 30 June 1909, if the Powers which are
ready to ratify furnish nine judges and nine deputy judges to the
Court, qualified to validly constitute a Court. If not, the deposit
shall be postponed until this condition is fulfilled.
A minute of the deposit of ratifications shall be
drawn up, of which a certified copy shall be forwarded, through the
diplomatic channel, to each of the Powers referred to in the first
paragraph.
Art. 53. The Powers referred to in Article 15 and
in the table annexed are entitled to sign the present Convention up
to the deposit of the ratifications contemplated in paragraph 2 of
the preceding article.
After this deposit, they can at any time adhere
to it, purely and simply. A Power wishing to adhere, notifies its
intention in writing to the Netherlands Government transmitting to
it, at the same time, the act of adhesion, which shall be deposited
in the archives of the said Government. The latter shall send,
through the diplomatic channel, a certified copy of the notification
and of the act of adhesion to all the Powers referred to in the
preceding paragraph, informing them of the date on which it has
received the notification.
Art. 54. The present Convention shall come into
force six months from the deposit of the ratifications contemplated
in Article 52, paragraphs 1 and 2.
The adhesions shall take effect sixty days after
notification of such adhesion has been received by the Netherlands
Government, or as soon as possible on the expiration of the period
contemplated in the preceding paragraph.
The International Court shall, however, have
jurisdiction to deal with prize cases decided by the national courts
at any time after the deposit of the ratifications or of the receipt
of the notification of the adhesions. In such cases, the period
fixed in Article 28, paragraph 2, shall only be reckoned from the
date when the Convention comes into force as regards a Power which
has ratified or adhered.
Art. 55. The present Convention shall remain in
force for twelve years from the time it comes into force, as
determined by Article 54, paragraph 1, even in the case of Powers
which adhere subsequently.
It shall be renewed tacitly from six years to six
years unless denounced.
Denunciation must be notified in writing, at
least one year before the expiration of each of the periods
mentioned in the two preceding paragraphs, to the Netherlands
Government, which will inform all the other Contracting Powers.
Denunciation shall only take effect in regard to
the Power which has notified it. The Convention shall remain in
force in the case of the other Contracting Powers, provided that
their participation in the appointment of judges is sufficient to
allow of the composition of the Court with nine judges and nine
deputy judges.
Art. 56. In case the present Convention is not in
operation as regards all the Powers referred to in Article 15 and
the annexed table, the Administrative Council shall draw up a list
on the lines of that article and table of the judges and deputy
judges through whom the Contracting Powers will share in the
composition of the Court. The times allotted by the said table to
judges who are summoned to sit in rota will be redistributed between
the different years of the six-year period in such a way that, as
far as possible, the number of the judges of the Court in each year
shall be the same. If the number of deputy judges is greater than
that of the judges, the number of the latter can be completed by
deputy judges chosen by lot among those Powers which do not nominate
a judge.
The list drawn up in this way by the
Administrative Council shall be notified to the Contracting Powers.
It shall be revised when the number of these Powers is modified as
the result of adhesions or denunciations.
The change resulting from an adhesion is not made
until 1 January after the date on which the adhesion takes effect,
unless the adhering Power is a belligerent Power, in which case it
can ask to be at once represented in the Court, the provision of
Article 16 being, moreover, applicable if necessary.
When the total number of judges is less than
eleven, seven judges form a quorum.
Art. 57. Two years before the expiration of each
period referred to in paragraphs 1 and 2 of Article 55 any
Contracting Power can demand a modification of the provisions of
Article 15 and of the annexed table, relative to its participation
in the composition of the Court. The demand shall be addressed to
the Administrative Council, which will examine it and submit to all
the Powers proposals as to the measures to be adopted. The Powers
shall inform the Administrative Council of their decision with the
least possible delay. The result shaD be at once, and at least one
year and thirty days before the expiration of the said period of two
years, communicated to the Power which made the demand.
When necessary, the modifications adopted by the
Powers shall come into force from the commencement of the fresh
period.
In faith whereof the Plenipotentiaries have
appended their signatures to the present Convention.
Done at The Hague, 18 October 1907, in a single
copy, which shall remain deposited in the archives of the
Netherlands Government, and duly certified copies of which shall be
sent, through the diplomatic channel to the Powers designated in
Article 15 and in the table annexed.
(Here follow signatures)
ANNEX TO ARTICLE 15
Distribution of Judges and Deputy Judges by
Countries for Each Year of the Period of Six Years
DEPUTY DEPUTY JUDGES JUDGES JUDGES JUDGES
First Year Second Year
1 Argentine Paraguay Argentine Panama
2 Colombia Bolivia Spain Spain
3 Spain Spain Greece Romania
4 Greece Romania Norway Sweden
5 Norway Sweden Netherlands Belgium
6 Netherlands Belgium Turkey Luxemburg
7 Turkey Persia Uruguay Costa Rica
Third Year Fourth Year
1 Brazil Dominican Rep. Brazil Guatemala
2 China Turkey China Turkey
3 Spain Portugal Spain Portugal
4 Netherlands Switzerland Peru Honduras
5 Romania Greece Romania Greece
6 Sweden Denmark Sweden Denmark
7 Venezuela Haiti Switzerland Netherlands
Fifth Year Sixth Year
1 Belgium Netherlands Belgium Netherlands
2 Bulgaria Montenegro Chile El Salvador
3 Chile Nicaragua Denmark Norway
4 Denmark Norway Mexico Ecuador
5 Mexico Cuba Portugal Spain
6 Persia China Serbia Bulgaria
7 Portugal Spain Siam China